Onboarding Process

A Structured Start to Your Advisory Journey

Our onboarding process is designed to understand your financial situation in detail and ensure that all advisory services are aligned with your goals, risk profile, and regulatory requirements.

Step 1: Initial Consultation

We begin with a discussion to understand:

  • Your financial goals
  • Current investments and income
  • Expectations from advisory services

This helps establish whether our approach aligns with your needs.

Step 2: Risk Profiling & Client Assessment

You will complete a risk profiling questionnaire to assess:

  • Risk tolerance
  • Investment horizon
  • Financial capacity

This is a mandatory step as per SEBI regulations to ensure suitability of advice.

Step 3: Documentation & Agreement

  • Execution of Investment Advisory Agreement
  • Sharing of KYC details (if required)
  • Disclosure of fees, services, and terms

No advisory services are provided without a formal agreement.

Step 4: Financial Data Collection

We collect detailed information including:

  • Income and expenses
  • Assets and liabilities
  • Existing investments
  • Insurance coverage

All data is kept confidential and used solely for advisory purposes.

Step 5: Strategy & Plan Creation

Based on your profile, we prepare:

  • Financial plan (if opted)
  • Investment strategy
  • Asset allocation framework

All recommendations are aligned with your goals and risk profile.

Step 6: Presentation & Discussion

We walk you through:

  • Key recommendations
  • Rationale behind decisions
  • Implementation approach

This ensures complete clarity before moving forward.

Step 7: Implementation Guidance

We guide you on executing the strategy.
(Note: We do not execute transactions on your behalf unless permitted under regulations.)

Step 8: Ongoing Review & Support

  • Periodic portfolio review
  • Adjustments based on life changes or market conditions
  • Continuous advisory support

Important Notes

  • Advisory services are provided only after agreement and fee confirmation
  • All recommendations are client-specific and not generic
  • No assurance or guarantee of returns is provided

Confidentiality

All client information is handled with strict confidentiality and in accordance with applicable regulations.

Disclaimer

Investments in securities markets are subject to market risks. Advisory services are provided in accordance with SEBI (Investment Advisers) Regulations, 2013.

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Link to Book Free Consultation : https://calendly.com/investopediaindia0/30min