FAQ
Common Questions About Our Advisory Services
1. What does a SEBI Registered Investment Advisor (RIA) do?
A SEBI Registered Investment Advisor provides unbiased, client-specific investment advice based on your financial goals, risk profile, and overall financial situation, in accordance with SEBI regulations.
2. How is an RIA different from a distributor or agent?
An RIA offers advisory services only and is required to act in the client’s best interest. Unlike distributors, RIAs follow a fee-based model and avoid product-based commissions (subject to regulatory framework).
3. Do you guarantee returns?
No. We do not provide any assurance or guarantee of returns. All investments are subject to market risks.
4. What services do you offer?
We provide financial planning, investment advisory, portfolio review, retirement planning, and risk profiling, all aligned with your financial goals.
5. Who should take advisory services?
Individuals who want a structured, goal-based approach to managing their finances and prefer professional guidance over ad-hoc investing.
6. How are your fees structured?
Fees are charged in accordance with SEBI (Investment Advisers) Regulations and are disclosed transparently before engagement. Detailed fee structure is available on the website.
7. What is the onboarding process?
Our onboarding includes initial consultation, risk profiling, agreement execution, financial data collection, and strategy creation. You can view the detailed process on the Onboarding Process page.
8. Will you manage or execute investments on my behalf?
We provide advisory and guidance. Execution is typically done by the client unless otherwise permitted under applicable regulations.
9. How often will my portfolio be reviewed?
Portfolio reviews are conducted periodically based on the agreed engagement and your financial needs.
10. What information do I need to provide?
You may be required to share details such as income, expenses, assets, liabilities, existing investments, and financial goals.
11. Is my personal and financial data सुरक्षित (secure)?
Yes. All client information is kept confidential and handled in accordance with applicable data protection and regulatory requirements.
12. What if I have a complaint?
You can reach out to us via our official contact details. If unresolved, you may escalate the complaint through SEBI’s SCORES platform (www.scores.gov.in).
13. Can I start with only one service?
Yes. You can choose specific services based on your requirements.
14. Do you provide stock tips or short-term recommendations?
No. Our approach is focused on structured, long-term, goal-based advisory, not short-term tips or speculation.
15. How do I get started?
You can begin by booking an initial consultation through our website.
If you have additional questions, feel free to reach out. We believe in clarity and informed decision-making at every step.
Disclaimer
Investments in securities markets are subject to market risks. Advisory services are provided in accordance with SEBI (Investment Advisers) Regulations, 2013.