Disclosures

SEBI Registered Investment Advisor

Name: Shefali Garg
Registration No.: INA000018355
Validity: Perpetual
Type: Individual Investment Advisor
Principal Place of Business: 464,Sector 45.Gurugram,Haryana-122003

Business Activities

We provide the following services:

  • Financial Planning
  • Investment Advisory
  • Portfolio Review
  • Retirement Planning
  • Risk Profiling & Asset Allocation

We do not provide any distribution services unless explicitly permitted under SEBI regulations.

Details of Affiliations

  • Currently, there are no material affiliations with any financial product distributors or intermediaries that may influence the advice provided

Conflict of Interest

  • We maintain a client-first approach in all advisory services.
  • Any actual or potential conflict of interest will be disclosed to the client at the time of advice.

Disciplinary History

  • There are no pending or past disciplinary actions against the Investment Advisor

Terms & Conditions of Advisory

  • Advisory services are provided only after execution of a formal agreement
  • All recommendations are based on client-specific information
  • No assurance or guarantee of returns is provided

Fee Structure

  • Fees are charged in accordance with SEBI (Investment Advisers) Regulations
  • The fee structure is communicated and agreed upon before onboarding
  • Detailed fee schedule is available on the Fee Structure page

Risk Factors

  • Investments in securities markets are subject to market risks
  • Past performance is not indicative of future results
  • Clients are advised to read all related documents carefully

Standard Disclaimer

“Registration granted by SEBI, membership of BASL (if applicable), and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.”

Investor Grievance

Clients can raise complaints via:

Compliance Statement

This disclosure is made in accordance with SEBI (Investment Advisers) Regulations, 2013, to ensure transparency and investor awareness.